WHAT DOES KAI WEALTH DO WITH YOUR PERSONAL INFORMATION?
Financial companies choose how they share your personal information. Federal law gives our clients the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
We do not disclose nonpublic personal information about our clients or former clients to third parties other than as described below.
Personal Information We Collect
We collect personal information about you in connection with our providing advisory services to you. This information may include:
How We Collect This Information
We collect this information from you through various means — for example, when you give us your contact information, enter into an investment advisory contract with us, buy interest in our funds, tell us where to send money, or make a wire transfer. We also may collect your personal information from other sources, such as our customer relationship management portal, data shared with us, affiliates or other non-affiliated companies, and cookies or similar tracking technologies used on our website (see "Cookies and Website Analytics" below).
Our affiliates are companies related to us by common ownership or control and can include both financial and nonfinancial companies. Non-affiliates are companies not related to us by common ownership or control and can include both financial and nonfinancial companies.
How We Use This Information
All financial companies need to share customers' personal information to run their everyday business, and we use the personal information we collect from you for our everyday business purposes. These purposes may include:
Disclosure to Others
We may provide your personal information to our affiliates and to firms that assist us in servicing your account and have a need for such information, such as a broker or fund administrator. We may also disclose such information to service providers and financial institutions with whom we have joint marketing arrangements (i.e., a formal agreement between nonaffiliated financial companies that together market financial products or services to you, such as placement agents).
We require third-party service providers and financial institutions with which we have joint marketing arrangements to protect the confidentiality of your information and to use the information only for the purposes for which we disclose the information to them.
These sharing practices are consistent with federal privacy and related laws, and in general, you may not limit our use of your personal information for these purposes under such laws. We note that federal privacy laws only give you the right to limit certain types of information sharing that we do not engage in (e.g., sharing with our affiliates certain information relating to your transaction history or creditworthiness for their use in marketing to you, or sharing any personal information with non-affiliates for them to market to you).
How We Protect Your Personal Information
To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. Electronic files containing personal information are kept in a password-protected drive, with access restricted to Kai Wealth employees who require such information to perform their jobs.
Cookies and Website Analytics
This website may use cookies and similar technologies to improve your experience and to collect information about how visitors use the site. Cookies are small data files stored on your device by your web browser. We may use this information for site functionality, analytics, and marketing purposes. You can manage or disable cookies through your browser settings, though doing so may affect site functionality.
Data Retention and Disposal
We retain your personal information for as long as necessary to provide our services to you and to comply with applicable legal, regulatory, and recordkeeping requirements. When your personal information is no longer required for these purposes, we securely dispose of it in accordance with our internal data disposal procedures.
Who Is Providing This Privacy Notice
This Privacy Notice relates to the following entities:
If you have any questions or concerns about our collection, use, or disclosure of your personal information not covered by the above, please contact us. For more information about this website or your visit, please contact the site administrator. If you wish to request corrections to your personal information, request deletion of your data, or opt out of marketing communications, please contact us at info@kaiwealth.com.
Kai Wealth, LLC
401 West Superior Street
Suite 001
Chicago, Illinois 60654-3430
+001 (312) 605-8020
Last Updated: April 2026
