Firm Registration
Kai Wealth LLC is registered as an investment adviser with the U.S. Securities and Exchange Commission (SEC). Registration does not imply a certain level of skill or training and does not constitute an endorsement.
Regulatory Documents
The following documents provide important information about Kai Wealth LLC, including the types of advisory services offered, fee schedules, disciplinary information (if any), conflicts of interest, and the educational and business background of our management and advisory personnel.
We encourage prospective and current clients to review these documents carefully. You may also search for Kai Wealth LLC on the SEC's Investment Adviser Public Disclosure website at adviserinfo.sec.gov using CRD# 332136.
Advisory Services
Advisory services are provided pursuant to an advisory agreement. Fees, strategies, and risks will be described in the applicable documents provided to prospective clients. Investment advisory services are provided only to clients of Kai Wealth LLC pursuant to a written agreement and only in jurisdictions where the firm is registered or exempt from registration.
Important Risk Disclosures
Investing involves risk, including the possible loss of principal. Strategies may not achieve their objectives and can lose money. Market conditions, liquidity, and other factors may affect results. Past performance does not guarantee future results.
Options and other derivatives involve risk and may not be suitable for all investors. Derivatives may be volatile and can create losses that exceed initial outlays in certain circumstances. Pricing, liquidity, margin, and execution conditions may materially affect outcomes.
Trading futures, options on futures, and swaps involves substantial risk of loss and is not suitable for all investors. You can lose more than your initial investment. Market conditions, leverage, liquidity, and execution may materially affect results.
Interests in private funds are offered only to eligible investors through applicable offering documents. Such investments are speculative, involve substantial risk, and may be illiquid.
Hypothetical and Backtested Performance
Where hypothetical, simulated, backtested, or model performance is presented in Kai Wealth materials, the following applies:
Hypothetical or simulated performance results have inherent limitations. No representation is being made that any account will or is likely to achieve profits or losses similar to those shown. Hypothetical results do not represent actual trading and may not reflect the impact of market factors such as liquidity, slippage, and execution constraints. Actual results may differ materially.
Any targets, projections, or forward-looking statements are hypothetical and based on assumptions that may not materialize. Outcomes may differ materially due to market conditions, liquidity, execution, costs, and other factors.
No Offer or Solicitation
This material is for informational purposes only and does not constitute an offer to sell or a solicitation of an offer to buy any security, commodity interest, or investment product. Any offering will be made only pursuant to applicable offering documents and in accordance with applicable law.
If you have questions about any of the information on this page or would like to request copies of our regulatory documents, please contact us.
Kai Wealth LLC
401 West Superior Street
Suite 001
Chicago, Illinois 60654-3430
+001 (312) 605-8020
Last Updated: April 2026
